mark-zitkus_c79b642b1c8e4d37ac902d108ea5095c

Mark Zitkus

Director of Compliance

Biography

Mark Zitkus has been in the financial services industry since 1999. As a Registered Principal and Supervisory Officer, Mark is responsible for assisting our producers to ensure compliance with FINRA and SEC rules and regulations, as well as the guidelines set forth by State and Federal Regulatory Authorities. Mark is also responsible for directing the firm with regards to its compliance policies and procedures and serves as an advisor to producers, management and staff.

Languages

  • English

CRN201903-209557

Check the background of this investment professional on FINRA's BrokerCheck